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Learning Outcomes

Complete this course and know all this!

 

 

FAIS
FAIS

Financial Advisory and Intermediary Services:

List the different Classes of Business

Identify the products within each Class of Business

Class of business and their products
Classes of Business and their Products

Identify main regulatory role players 
Explain Banks and the JSE 
Explain Long and Short Term insurers 
Explain Medical Schemes 
Understand Employee Benefits Suppliers 
Know what CIS Management is about 
Explain what FSP's do

Financial Institutions

Financial Institutions

Understand the FSP Act 
Know the purpose of the COFI Act 
Explain why Treating Customers Fairly (TFC) is important 
Discuss the Retail Distribution Review (RDR) 
Follow taxation law changes

 

 

COURSE CORRICULUM

Financial Advisory and Intermediary Services (FAIS) SCORM package
Chapter 1 - Financial Advisory and Intermediary Services Act
Chapter 2 - FAIS Obmud
Chapter 3 - Ther NEW Fit and Proper Requirements
Chapter 4 - Test your knowledge

Different Classes of Business and their Products
Chapter 1 - The Four Different Classes of Business
Chapter 2 - Test your knowledge

Financial Institutions within the South African Financial Services Sector
Chapter 1 - The Main Regulatory Role Players
Chapter 2 - The Financial Market Participants
Chapter 3 - Test your knowledge

Industry Standards and Codes of Conduct Relevant to the Class of Business
Chapter 1 - Financial Sector Regulation (FSR) Act
Chapter 2 - Conduct of Financial Institutions (COFI) Act
Chapter 3 - Treating Customers Fairly
Chapter 4 - Retail Distribution Review
Chapter 5 - Taxation Laws
Chapter 6 - Test your knowledge

The Economic and Business Environment Cycles
Chapter 1 - The Economic and Business Environment and Cycles
Chapter 2 - Government Monetary and Fiscal Policies
Chapter 3 - Interest and Exchange Rates
Chapter 4 - Test your knowledge

Risk and Return
Chapter 1 - Risk and Return
Chapter 2 - Cash Bonds, Equities and Property
Chapter 3 - Test your knowledge

 

 

 

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